Disclosures

TAGStone Capital, Inc. is registered as an investment adviser with the Securities and Exchange Commission (SEC), and only transacts business in states where it is properly notice filed, or is excluded or exempted from such requirements. SEC registration does not constitute an endorsement of the firm by the Commission nor does it indicate that the adviser has attained a particular level of skill or ability. Information on this website is directed toward U.S. residents only.

This website is a publication of TAGStone Capital, Inc. Information presented is believed to be factual and up-to-date, but we do not guarantee its accuracy and it should not be regarded as a complete analysis of the subjects discussed. All expressions of opinion reflect the judgment of the authors as of the date of publication and are subject to change.

Information on this website does not involve the rendering of personalized investment advice, but is limited to the dissemination of general information on products and services. A professional adviser should be consulted before implementing any of the options presented.

Information on this website is not an offer to buy or sell, or a solicitation of any offer to buy or sell the securities mentioned herein.

TAGStone Capital, Inc. is not engaged in the practice of law or accounting. Always discuss specific legal or tax issues with your attorney or accountant.

Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization’s initial and ongoing certification requirements to use the certification marks.

CFA® and Chartered Financial Analyst® are registered trademarks owned by CFA Institute.

Rankings and recognitions are not indicative of future performance and do not reflect any client experience with, or endorsement of, TAGStone Capital, Inc. A ranking is not a guarantee of investment success and is not related to the quality of the investment advice provided.

Forbes “Best-In-State Next-Gen Wealth Advisors” (2025 and 2026): created and tabulated by SHOOK Research and published by Forbes. Rankings are based on data as of March 31 of each award year and published that August. SHOOK sources nominations from firms and custodians, invites nominated advisors to complete an online survey, and conducts interviews. Quantitative factors include assets under management, asset quality and client retention; qualitative factors include interviews, compliance record, credentials and community involvement. Investment performance is not a criterion. Eligibility for the Next-Gen rankings is limited to advisors born in 1987 or later with at least four years of experience. Forbes and SHOOK Research state that neither receives compensation in exchange for placement on the rankings.

Charlotte Business Journal “Largest Charlotte-Area Wealth Management Firms” (published May 2026): ranked by assets under management attributable to Charlotte-area offices as of December 31, 2025. The Charlotte Business Journal compiles the list from information supplied by firms and from Form ADV filings.

InvestmentNews “Fastest-Growing Fee-Only RIAs 2024” (published January 22, 2025): selection was based solely on data reported to the SEC on Form ADV. To qualify, a firm must have had at least $100 million in assets under management, no employees registered as representatives of a broker-dealer, no commission revenue, and financial planning services, among other criteria applied in each year ending July 2021 through July 2024.

RIA Channel “Top 50 Wealth Managers by Growth (%)” (2022): ranked by RIA Channel based on growth in assets reported on SEC Form ADV Part 1 from March 31, 2021 to March 31, 2022. Eligibility was limited to active SEC-registered investment advisers with no regulatory, criminal or administrative violations on file as of March 31, 2022 whose primary business is wealth management; broker-dealers, fund managers and hedge fund managers were excluded.